115 STAT. 966 PUBLIC LAW 107-100—DEC. 21, 2001 Public Law 107-100 107th Congress Dec. 21, 2001 [S. 1196] Small Business Investment Company Amendments Act of 2001. 15 USC 661 note. 15 USC 683 note. An Act To amend the Small Business Investment Act of 1958, and for other purposes. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, SECTION 1. SHORT TITLE. This Act may be cited as the "SmsJl Business Investment Company Amendments Act of 2001". SEC. 2. SUBSIDY FEES. (a) IN GENERAL.— Section 303 of the Small Business Investment Act of 1958 (15 U.S.C. 683) is amended— (1) in subsection (b)— (A) by striking "of not more than 1 percent per year"; (B) by inserting "which amount may not exceed 1.38 percent per ye2ir, and" before "which shall be paid"; and (C) by striking "September 30, 2000" and inserting "September 30, 2001"; and (2) in subsection (g)(2)— (A) by striking "of not more than 1 percent per year"; (B) by inserting "which amount may not exceed 1.38 percent per year, and" before "which shall be paid"; and (C) by striking "September 30, 2000" and inserting "September 30, 2001". (b) EFFECTIVE DATE. —The £maendments made by this section shall become effective on October 1, 2001. SEC. 3. CONFLICTS OF INTEREST. Section 312 of the Small Business Investment Act of 1958 (15 U.S.C. 687d) is amended by striking "(including disclosure in the locality most directly affected by the transaction)". SEC. 4. PENALTIES FOR FALSE STATEMENTS. (a) CRIMINAL PENALTIES.— Section 1014 of title 18, United States Code, is amended by inserting ", as defined in section 103 of the Small Business Investment Act of 1958 (15 U.S.C. 662), or the Small Business Administration in connection with any provision of that Act" sifter "small business investment company". (b) CIVIL PENALTIES.— Section 951 of the Financial Institutions Reform, Recovery, and Enforcement Act of 1989 (12 U.S.C. 1833a) is amended— (1) by redesignating subsections (d) through (g) as subsections (e) through (h), respectively; and (2) in subsection (c)— (A) in paragraph (1), by striking "or" at the end;
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