U.S. Department of Justice
Attorney Work Product // May Contain Material Protected Under Fed. R. Crim. P. 6(e)
Aven Grand Jury told Putin he would take steps to protect himself and the Alfa-Bank shareholders from potential sanctions, and one of those steps would be to try to reach out to the incoming Administration to establish a line of communication.[1] Aven described Putin responding with skepticism about Aven's prospect for success.[2] According to Aven, although Putin did not expressly direct him to reach out to the Trump Transition Team, Aven understood that Putin expected him to try to respond to the concerns he had raised.[3] Aven's efforts are described in Volume I, Section IV.B.5, infra.
- 2. Kirill Dmitriey's Transition-Era Outreach to the Incoming Administration
Aven's description of his interactions with Putin is consistent with the behavior of Kirill Dmitriev, a Russian national who heads Russia's sovereign wealth fund and is closely connected to Putin. Dmitriev undertook efforts to meet members of the incoming Trump Administration in the months after the election. Dmitriev asked a close business associate who worked for the United Arab Emirates (UAE) royal court, George Nader, to introduce him to Trump transition officials, and Nader eventually arranged a meeting in the Seychelles between Dmitriev and Erik Prince, a Trump Campaign supporter and an associate of Steve Bannon.[4] In addition, the UAE national security advisor introduced Dmitriev to a hedge fund manager and friend of Jared Kushner, Rick Gerson, in late November 2016. In December 2016 and January 2017, Dmitriev and Gerson worked on a proposal for reconciliation between the United States and Russia, which Dmitriev implied he cleared through Putin. Gerson provided that proposal to Kushner before the inauguration, and Kushner later gave copies to Bannon and Secretary of State Rex Tillerson.
- a. Background
Dmitriev is a Russian national who was appointed CEO of Russia's sovereign wealth fund, the Russian Direct Investment Fund (RDIF), when it was founded in 2011.[5] Dmitriev reported directly to Putin and frequently referred to Putin as his "boss."[6]
RDIF has co-invested in various projects with UAE sovereign wealth funds.[7] Dmitriev regularly interacted with Nader, a senior advisor to UAE Crown Prince Mohammed bin Zayed
- ↑ Grand Jury
- ↑ Grand Jury Aven 8/2/18 302, at 6.
- ↑ Aven 8/2/18, at 4–8; Grand Jury
- ↑ Nader provided information to the Office in multiple interviews, all but one of which were conducted under a profer agreement, Grand Jury. The investigators also interviewed Prince under a proffer agreement. Bannon was interviewed by the Office, Grand Jury under a proffer agreement.
- ↑ Kirill Dmitriey Biography, Russian Direct Investment Fund, available at https://rdif.rw/Eng_person_dmitriev_kirill/. See also Overview, Russian Direct Investment Fund, available at https://rdif.ru/Eng_About/.
- ↑ Gerson 6/15/18 302, at 1. See also, e.g., 12/14/16 Text Message, Dmitriev to Gerson; 1/9/17 Text Message, Dmitriev to Gerson.
- ↑ Grand Jury
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