United States Code/Title 15/Chapter 2A/Subchapter I

by the United States Government

SUBCHAPTER I—DOMESTIC SECURITIES

• § 77a. Short title

This chapter may be cited as the “Securities Act of 1933”.

• § 77b. Definitions; promotion of efficiency, competition, and capital formation
• § 77b-1. Swap agreements
• § 77c. Classes of securities under this subchapter
• § 77d. Exempted transactions
• § 77e. Prohibitions relating to interstate commerce and the mails
• § 77f. Registration of securities
• § 77g. Information required in registration statement
• § 77h. Taking effect of registration statements and amendments thereto
• § 77h-1. Cease-and-desist proceedings
• § 77i. Court review of orders
• § 77j. Information required in prospectus
• § 77k. Civil liabilities on account of false registration statement
• § 77l. Civil liabilities arising in connection with prospectuses and communications
• § 77m. Limitation of actions
• § 77n. Contrary stipulations void
• § 77o. Liability of controlling persons
• § 77p. Additional remedies; limitation on remedies
• § 77q. Fraudulent interstate transactions
• § 77r. Exemption from State regulation of securities offerings
• § 77r-1. Preemption of State law
• § 77s. Special powers of Commission
• § 77t. Injunctions and prosecution of offenses
• § 77u. Hearings by Commission
• § 77v. Jurisdiction of offenses and suits
• § 77w. Unlawful representations
• § 77x. Penalties
• § 77y. Jurisdiction of other Government agencies over securities
• § 77z. Separability
• § 77z-1. Private securities litigation
• § 77z-2. Application of safe harbor for forward-looking statements
• § 77z-3. General exemptive authority
• § 77aa. Schedule of information required in registration statement

Note

Source

May 27, 1933, ch. 38, title I, § 1 [§ 77a.], 48 Stat. 74.

Short Title of 1980 Amendment

Pub. L. 96–477, title VI, § 601, Oct. 21, 1980, 94 Stat. 2294, provided that:

“This title [amending sections 77b and 77d of this title] may be cited as the ‘Small Business Issuers' Simplification Act of 1980’.”