Page:United States Statutes at Large Volume 89.djvu/162

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PUBLIC LAW 94-000—MMMM. DD, 1975

89 STAT. 102

12 USC 1811 °°*®-

PUBLIC LAW 94-29—JUNE 4, 1975 poration (other than a member of the Federal Reserve System), or a subsidiary or department or division thereof; and "(iv) the Commission in the case of all other municipal securities dealers. "(B) When used with respect to a clearing agency or transfer agent: "(i) the Comptroller of the Currency, in the case of a national bank or a bank operating under the Code of Law for the District of Columbia, or a subsidiary of any such bank; "(ii) the Board of Governors of the Federal Reserve System, in the case of a State member bank of the Federal Reserve System, a subsidiary thereof, a bank holding company, or a subsidiary of a bank holding company which is a bank other than a bank specified in clause (i) or (iii) of this subparagraph; "(iii) the Federal Deposit Insurance Corporation, in the case of a bank insured by the Federal Deposit Insurance Corporation (other than a member of the Federal Reserve System), or a subsidiary thereof; and " (iv) the Commission in the case of all other clearing agencies and transfer agents. " (C) When used with respect to a participant or applicant to become a participant in a clearing agency or a person requesting or having access to ser\dces offered by a clearing agency: "(i) the Comptroller of the Currency, in the case of a national bank or a bank operating under the Code of Law for the District of Columbia when the appropriate regulatory agency for such clearing agency is not the Commission; "(ii) the Board of Governors of the Federal Reserve System in the case of a state member bank of the Federal Reserve System, a bank holding company, or a subsidiary of a bank holding company, or a subsidiary of a bank holding company which is a bank other than a bank specified in clause (i) or (iii) of this subparagraph when the appropriate regulatory agency for such clearing agency is not the Commission; "(iii) the Federal Deposit Insurance Corporation, in the case of a bank insured by the Federal Deposit Insurance Corporation (other than a member of the Federal Reserve System) when the appropriate regulatory agency for such clearing agency is not the Commission; and " (iv) the O)mmission in all other cases. "(D) When used with respect to an institutional investment manager which is a bank the deposits of which are insured in accordance with the Federal Deposit Insurance Act: "(i) the Comptroller of the Currency, in the case of a national bank or a bank operating under the Code of Law for the District of Columbia; "(ii) the Board of Governors of the Federal Reserve System, in the case of any other member bank of the Federal Reserve System; and "(iii) the Federal Deposit Insurance Corporation, in the case oi any other insured bank, " (E) When used with respect to a national securities exchange or registered securities association, member thereof, person associated with a member thereof, applicant to become a member thereof or to become associated with a member thereof, or person requesting or having access to services offered by such exchange or association or member thereof, or the Municipal Securities Rulemaking Board, the Commission.