Popular Science Monthly/Volume 19/September 1881/The Development of Political Institutions IX
|←Notes||Popular Science Monthly Volume 19 September 1881 (1881)
The Development of Political Institutions IX
By Herbert Spencer
|Physical Education IX→|
By HERBERT SPENCER.
AMID the varieties and complexities of political organization, it has proved not impossible to discern the ways in which simple political heads and compound political heads are evolved; and how, under certain conditions, the two become united as ruler and consultative body. But, to see how a representative body arises, proves to be more difficult; for both process and product are more variable. Less specific results must content us.
As hitherto, so again, we must go back to the beginning to take up the clew. Out of that earliest stage of the savage horde in which there is no supremacy beyond that of the man whose strength, or courage, or cunning, gives him predominance, the first step is to the practice of election—deliberate choice of a leader in war. About the conducting of elections in rude tribes travelers are silent: probably the methods used are various. But we have accounts of elections as they were made by European peoples during early times. In ancient Scandinavia, the chief of a province, chosen by the assembled people, was thereupon "elevated amid the clash of arms and the shouts of the multitude"; and among the ancient Germans he was carried on a shield. Recalling, as this ceremony does, the chairing of a newly elected member of Parliament up to recent times, and reminding us that originally among ourselves election was by show of hands, we are taught that the choice of a representative was once identical with the choice of a chief. Our House of Commons had its roots in local gatherings like those in which uncivilized tribes select head warriors.
Besides conscious selection, there occurs among rude peoples 578 THE POPULAR SCIENCE MONTHLY.
tion by lot. The Samoans, for instance, by sj^inning a cocoanut, which on coming to rest points to one of the surrounding persons, thereby single him out. Early historic races supply illustrations ; as the Hebrews in the affair of Saul and Jonathan, and as the Homeric Greeks when fixing on a champion to fight with Hector. In both these last cases there was belief in supernatural interference : the lot was supposed to be divinely determined. And probably at the out- set, choice by lot for political purposes among the Athenians, and for military purposes among the Romans, as, also, in later times, the use of the lot for choosing deputies in some of the Italian republics, and in Spain (as in Leon during the twelfth century), was influenced by a kindred belief ; though doubtless the desire to give equal chances to rich and poor, or else to assign without dispute a mission which was onerous or dangerous, entered into the motive or was even pre- dominant. Here, however, the fact to be noted is, that this mode of choice which plays a part in representation may also be traced back to the usages of primitive peoples.
So, too, we find foreshadowed the process of delegation. Groups of men who open negotiations, or who make their submission, or who send tribute, habitually appoint certain of their number to act on their behalf. The method is, indeed, in such cases necessitated ; ^ since a tribe can not well perform such actions bodily. Whence, too, it appears that the appointing of representatives is, at the first stage, originated by causes like those which reoriginate it at a later stage. For, as the will of the tribe, readily displayed in its assemblies to its own members, can not be thus displayed to other tribes, but must, in respect of inter-tribal matters, be communicated by deputy, so, in a large nation, the peoj^le of each locality, able to govern them- selves locally, but unable to join the peoples of remote localities in deliberations which concern them all, have to send one or more per- sons to express their will. Distance in both cases changes direct utterance of the popular voice into indirect utterance.
Before observing the conditions under which this singling out of individuals in one or other way for appointed duties comes to be used in the formation of a rei^resentative body, we must exclude classes of cases not relevant to our present inquiry. Though representation as ordinarily conceived, and as here to be dealt with, is associated with a popular form of government, yet the connection between them is not a necessary one. In some places and times representation has coexisted with entire exclusion of the masses from power. In Poland, both before and after the so-called republican form was assumed, the central Diet, in addition to senators nominated by the king, was com- posed of nobles elected in provincial assemblies of nobles : the people at large being powerless and mostly serfs. In Hungary, too, up to recent times, the privileged class, which, even after it had been greatly enlarged, reached only *' one twentieth of the adult males," alone
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formed the basis of representation. " A Hungarian county before the reforms of 1848 might be called a direct aristocrat! cal republic, *' all members of the noble class having a right to join the local assem- bly and vote in appointing a representative noble to the general Diet, but the inferior classes having no share in the government.
Other representative bodies than those of an exclusively aristo- cratic kind must be named as not falling within the scope of this chapter. As Duruy remarks : " Antiquity was not as ignorant as is supposed of the representative system. . . . Each Roman province had its general assemblies. . . . Thus the Lycians possessed a true leg- islative body formed by the deputies of their twenty-three towns. . . . This assembly had even executive functions." And Pavia, Gaul, Spain, all the eastern provinces, and Greece, had like assemblies. But, little as is known of them, the inference is tolerablv safe that these were but distantly allied in genesis and position to the bodies we now^ distinguish as representative. Nor are we concerned with governing senates and councils elected by different divisions of a town-popu- lation, such as those which were variously formed in the Italian repub- lics bodies which served simply as agents whose doings were subject to the directly-expressed approval or disapproval of the assembled citizens. Here we must limit ourselves to that kind of representation which arises in communities occupying areas so large that their mem- bers are obliged to exercise by deputies such powers as they possess ; and, further, we have to deal exclusively with cases in which the assembled deputies do not replace preexisting political agencies, but cooperate with them.
It will be well to set out by observing, more distinctly than we have hitherto done, what part of the primitive political structure it is from which the representative body, as thus conceived, originates.
Broadly, this question is tacitly answered by the contents of the preceding chapters. For, if, on occasions of public deliberation, the primitive horde spontaneously divides into the inferior many and the superior few, among whom some one is most influential ; and if, in the course of the compounding and recompounding of groups which war brings about, the recognized war-chief develops into the king, while the superior few become the consultative body formed of minor mili- tary leaders it follows that any third coordinate political power must be either the mass of the inferior itself, or else some agency acting on its behalf. Truism though this may be called, it is needful here to set it down ; since, before inquiring under what circumstances the growth of a representative system follows the growth of popular power, we have to recognize the relation between the two.
The undistinguished mass, retaining a latent supremacy in simple societies not yet politically organized, though it is brought under re- straint as fast as war establishes submission, and conquests produce
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class-differentiations, tends, when occasion permits, to reassert itself. The sentiments and beliefs, organized and transmitted, which, during certain stages of social evolution, lead the many to submit to the few, come, under some circumstances, to be traversed by other sentiments and beliefs. Passing references have been in several places made to these. Here we must consider them seriatim and more at len2:th.
One factor in the development of the patriarchal group during the pastoral stage was shown to be the fostering of subordination to its head by war ; since, continually, there survived the grouj^s in which subordination was greatest. But, if so, the implication is that, con- versely, cessation of war tends to diminish subordination. Members of the compound family, originally living together and fighting to- gether, become less strongly bound in proportion as they have less frequently to cooperate for joint defense under their head. Hence, the more peaceful the state the more independent become the multi- plying divisions forming the gens, the phratry, and the tribe. With progress of industrial life arises greater freedom of action especially among the distantly-related members of the group.
So must it be, too, in a feudally-governed assemblage. While standing quarrels with neighbors are ever leading to local battles ; while bodies of men-at-arms are kept ready, and vassals are from time to time summoned to fight ; while, as a concomitant of military ser- vice, acts of homage are insisted upon there is maintained a regi- mental subjection running through the group. But, as fast as aggres- sions and counter-aggressions become less frequent, the carrying of arras becomes less needful ; there is less occasion for the periodic expressions of fealty ; and there is a proportionate increase of daily actions carried on without direction of a superior, fostering increased individuality of character.
These changes are furthered by the decline of superstitious beliefs concerning the natures of head-men, general and local. As before shown, the ascription of superhuman origin, or supernatural power, to the king, greatly strengthens his hands ; and where the chiefs of component groups have a sacredness due to nearness in blood to the semi-divine ancestor worshiped by all, or are members of an invading, god-descended race, their authority over dependents is largely en- forced. By implication, then, anything which undermines ancestor- worship, and the system of beliefs accompanying it, favors the growth of popular power. Doubtless the spread of Christianity over Europe, by diminishing the prestige of governors, major and minor, prepared the way for greater independence of the governed.
These causes have relatively small effects where the people are scattered. In rural districts the authority of political superiors is weakened with comparative slowness. Even after peace has become habitual, and local heads have lost their semi-sacred characters, there cling to them awe-inspiring traditions ; they are not of ordinary flesh
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and blood. Wealth, which, through long ages, distinguishes the noble- man exclusively, gives him both actual power and the power arising from display. Fixed literally or practically, as the several grades of his inferiors are during days when locomotion is difficult, he long remains for them the solitary sample of a great man : others are known only by hearsay ; he is known by experience. Inspection is easily maintained by him over dependent and sub-dependent people ; and the disrespectful or rebellious, if they can not be punished overtly, can be deprived of occupation, or otherwise so hindered in their lives that they must submit or migrate. Down to our own day, the behavior of peasants and farmers to the squire is suggestive of the strong re- straints which kept rural populations in semi-servile states after primi- tive controlling influences had died away.
Converse effects may be expected under converse conditions, name- ly, where large numbers become closely aggregated. Even if such large numbers are formed of groups severally subordinate to heads of clans, or to feudal superiors, sundry influences combine to diminish subordination. When there are present in the same place many supe- riors to whom respectively their dependents owe obedience, these supe- riors tend to dwarf one another. The power of no one is so imposing if there are daily seen others who make like displays. Further, when groups of dependents are mingled, supervision can not be so well main- tained by their heads. And this, which hinders the exercise of con- trol, facilitates combination among those to be controlled ; conspiracy is made easier and detection of it more difficult. Again, jealous of one another, as these heads of clustered groups are likely in such circum- stances to be, they are prompted severally to strengthen themselves, and to this end, competing for popularity, are tempted to relax the restraints over their inferiors and to give protection to inferiors ill-used by other heads. Still more are their powers undermined when the assemblage comes to include many aliens. As before implied, this, above all causes, favors the growth of popular power. In proportion as immigrants, detached from the gentile or feudal divisions they sev- erally belong to, become numerous, they weaken the structures of the divisions among which they live. Such organization as these strangers fall into is certain to be a looser one ; and their influence becomes a dissolving agency to the surrounding organizations.
And here we are brought back to the truth which can not be too much insisted upon, that growth of popular power is in all ways asso- ciated with trading activities. For only by trading activities can many people be brought to live in close contact. Physical necessities maintain the wide dispersion of a rural population ; while physical necessities impel the gathering together of those who are commercially occupied. Evidence from various countries and times shows that periodic gatherings for religious rites, or other public purposes, fur- nish opportunities for buying and selling, which are habitually utilized ;
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and this connection between the assembling of many people and the exchancfincr of commodities, which first shows itself at intervals, be- comes a permanent connection where many people become permanently assembled where a town grows up in the neighborhood of a temple, or around a stronghold, or in a place where local circumstances favor some manufacture.
Industrial development further aids popular emancipation by gen- erating an order of men whose power, derived from their wealth, com- petes with, and begins in some cases to exceed, the power of those who previously were alone w^ealthy the men of rank. While this initiates a conflict which diminishes the influence previously exercised by patriarchal or feudal heads only, it also initiates a milder form of subordination. Rising, as the rich trader habitually does in early times, from the non-privileged class, the relation between him and those under him is one from w^hich there is excluded the idea of per- sonal subjection. In proportion as the industrial activities become predominant, they make familiar a connection between employer and employed, which differs from the relation between master and slave, or lord and vassal, by not including allegiance. Under earlier condi- tions there does not exist the idea of detached individual life life which neither receives protection from a clan-head or feudal sujDcrior nor is carried on in obedience to him. But in town-populations, made up largely of refugees, who either become small traders or are em- ployed by large ones, the experience of a relatively independent life becomes common, and the conception of it distinct.
And the form of cooperation distinctive of the industrial state which thus arises fosters the feelings and thoughts appropriate to pop- ular power. In daily usage there is a balancing of claims ; and the conception of equity is, generation after generation, made clearer. The relations between employer and employed, and between buyer and seller, can be maintained only on condition that the obligations on either side are fulfilled. AVhere they are not fulfilled the relation lapses, and leaves outstanding those relations in which they are ful- filled. Commercial success and growth have thus, as their inevitable concomitants, the maintenance of the respective claims of those con- cerned, and a strengthening consciousness of them.
In brief, then, dissolving in various w^ays the old relation of status, and substituting the new relation of contract (to use Sir Henry Maine's antithesis), progressing industrialism brings together masses of peo- ple who by their circumstances are enabled, and by their discipline prompted, to modify the political organization which militancy has bequeathed.
It is common to speak of free forms of government as having been initiated by happy accidents. Antagonisms between different powers in the state, or different factions, have caused one or other to bid for
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popular support, with the result of increasing popular power. The king's jealousy of the aristocracy has induced him to enlist the sympa- thies of the people sometimes serfs, but more frequently citizens and therefore to favor them ; or, otherwise, the people have profited by alliance with the aristocracy in resisting royal tyrannies and ex- actions. Doubtless, the facts admit of being thus presented. With conflict there habitually goes the desire for allies ; and throughout mediaeval Europe, while the struggles between monarchs and barons were chronic, the support of the towns was important. Germany, France, Spain, Hungary, furnish illustrations.
But it is an error to regard occurrences of these kinds as causes of popular power. They are to be regarded rather as the conditions under which the causes take effect. These incidental weakenings of pre- existing institutions do but furnish opportunities for the action of the pent-up force which is ready to work political changes. Three factors in this force may be distinguished the relative mass of those com- posing the industrial communities as distinguished from those embod- ied in the older forms of organization ; the permanent sentiments and ideas produced in them by their mode of life ; and the temporary emotions excited by special acts of oppression or by distress. Let us observe the cooperation of these.
Two instances, occurring first in order of time, are furnished by the Athenian democracy. The condition which preceded the Solonian legislation was one of violent dissension among political factions ; and there was also " a general mutiny of the poorer population against the rich, resulting from misery combined with oppression." The more extensive diffusion of power, effected by the revolution which Kleis- thenes brought about, occurred under kindred circumstances. The relatively-detached population of immigrant traders had so greatly increased between the time of Solon and that of Kleisthenes that the four original tribes forming the population of Attica had to be replaced by ten. And then this augmented mass, largely composed of men not under clan-discipline, and therefore less easily restrained by the ruling classes, forced itself into predominance at a time when the ruling classes were divided. Though it is said that Kleisthenes, "being van- quished in a party contest with his rival, took the people into partner- ship " though the change is represented as being one thus personally initiated yet, in the absence of that voluminous popular will which had long been growing, the political reorganization could not have been made, or, if made, could not have been maintained. The remark which Grote quotes from Aristotle, that " seditions are generated by great causes, but out of small incidents," if altered slightly by writing "political changes " instead of " seditions," fully applies. For clearly, once having been enabled to assert itself, this popular power could not be forthwith excluded. Kleisthenes could not under such circum- stances have imposed on so large a mass of men arrangements at vari-
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ance with their wishes. Practically, therefore, it was the growing industrial power which then produced, and thereafter preserved, the democratic organization. Turning to Italy, we first note that the establishment of the small republics, referred to in a preceding chapter as having been simultaneous with the decay of imperial power, may here be again referred to more specifically as having been simultaneous with that conflict of authorities which caused this decay. Says Sis- mondi, " The war of investitures gave wing to this universal spirit of liberty and patriotism in all the municipalities of Lombardy, of Pied- mont, Venetia, Romagna, and Tuscany." In other words, while the struggle between emperor and pope absorbed the strength of both, it became possible for the people to assert themselves. And at a later time Florence furnished an instance similar in nature if somewhat different in form.
At the moment when "Florence expelled the Medici, that repuhlic was bandied between three different parties." Savonarola took advantage of this state of affairs to urge that the people should reserve their power to themselves, and exercise it by a council. His proposition was agreed to, and this " council was declared sovereign, on the 1st of July, 1495."
In the case of Spain, again, popular power increased during the troubles accompanying the minority of Fernando IV ; and of the pe- riodic assemblies subsequently formed by deputies from certain towns (which met without authority of the government) we read that
The desire of the Government to frustrate the aspiring schemes of the In- fantes de la Cerda, and their numerous adherents, made the attachment of these assemblies indispensable. The disputes during the minority of Alfonso XI more than ever favored the pretensions of the third estate. Each of the candidates for the regency paid assiduous court to the municipal authorities, in the hope of obtaining the necessary suffrages.
And how all this was consequent on industrial development appears in the facts that many, if not most, of these associated towns had arisen during a preceding age by the recolonization of regions deso- lated during the prolonged contests of Moors and Christians ; and that these poblaclones, or communities of colonists, which, scattered over these vast tracts, grew into prosperous towns, had been formed of serfs and artisans to whom various privileges, including those of self- government, were given by royal charter. With which several exam- ples must be joined the example familiar to all. For it was during the struggle between king and barons, when the factions were nearly balanced, and when the town-populations had been by trade so far increased that their aid was important, that they came to play a notice- able part, first as allies in war and afterward as sharers in government. It can not be doubted that, when summoning to the Parliament of 1265 not only knights of the shire but also deputies from cities and bor- oughs, Simon de Montfort was prompted by the desire to strengthen
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himself against the royal party supported by the Pope. And whether he sought thus to increase his adherents or to obtain larger pecuniary means, or both, the implication equally is that the urban populations had become a relatively important part of the nation. This interpre- tation harmonizes with subsequent events. For, though the represen- tation of towns afterward lapsed, yet it shortly revived, and in 1295 became established. As Hume remarks, such an institution could not
- 'have attained to so vigorous a growth and have flourished in the
midst of such tempests and convulsions," unless it had been one " for which the general state of things had already prepared the nation " ; the truth here to be added being that this " general state of things " was the augmented mass, and consequently augmented influence, of the free industrial communities.
Confirmation is supplied by cases showing that power, gained by the people during times when the regal and aristocratic powers are diminished by dissension, is lost again if, while the old organization recovers its stability and activity, industrial growth does not make proportionate progress. Spain, or more strictly Castile, yields an ex- ample. Such share in government as was acquired by those industrial communities which grew up during the colonization of the waste lands became, in the space of a few reigns, characterized by wars and con- solidations, scarcely more than nominal.
It is instructive to note how that primary incentive to cooperation which initiates social union at large continues afterward to initiate special unions within the general union. For, just as external mili- tancy sets up and carries on the organization of the whole, so does in- ternal militancy set up and carry on the organization of the parts, even when those parts, industrial in their activities, are intrinsically non-militant. On looking into their histories we find that the increas- ing clusters of people who, forming towns, lead lives essentially distin- guished by continuous exchange of services under agreement, develop their governmental structures during their chronic antagonisms with the surrounding militant clusters.
We see, first, that these settlements of traders, growing important and obtaining royal charters, were by doing this placed in quasi-mili- tant positions^became in modified ways holders of fiefs from their king, and had the associated responsibilities. Habitually they paid dues of sundry kinds equivalent in general nature to those paid by feudal tenants ; and, like them, they were liable to military service. In Spanish chartered towns " this was absolutely due from every in- habitant" ; and "every man of a certain property was bound to serve on horseback or pay a fixed sum." In France " in the charters of in- corporation which towns received, the number of troops required was usually expressed." And in the chartered royal burghs of Scotland " every burgess was a direct vassal of the crown."
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Next observe that industrial towns, usually formed by coalescence of j^reoxisting rural divisions rendered populous because local circum- stances favored some form of trade, and presently becoming places of hiding for fugitives, and of security for escaped serfs, began to stand toward the small feudally-governed groups around them in relations like those in which these stood to one another : competing with them for adherents, and often fortifying themselves.
Again, there is the fact that these cities and boroughs, which by royal charter or otherwise had acquired powers of administering their own affairs, habitually formed within themselves combinations for protective purposes. In England, in Spain, in France, in Germany sometimes with assent of the king, sometimes notwithstanding his re- luctance as in England, sometimes in defiance of him, as in ancient Hol- land there rose up guilds, which, having their roots in quasi-religious unions among related persons, presently gave origin to frith-guilds and merchant-guilds ; and these, defensive in their relations to one another, formed the basis of that municipal organization which carried on the general defense against aggressing nobles.
Then there is the further fact that, in countries where the antago- nisms between these industrial communities and the surrounding mili- tant communities were violent and chronic, the industrial communi- ties combined to defend themselves. In Spain, the pohlaciones, which when they flourished and grew into large towns were invaded and robbed by adjacent feudal lords, formed leagues for mutual j^rotec- tion ; and again, at a later date, there arose under like needs, more extensive confederations of cities and towns, which, under severe pen- alties for non-fulfillment of the obligations, bound themselves to aid one another in resisting aggressions, whether by king or nobles. In Germany, too, we have the perpetual alliance entered into by sixty towns on the Rhine in 1255, when, during the troubles that followed the deposition of the Emperor Frederick II., the tyranny of the nobles had become insupportable. And we have the kindred unions formed under like incentives in Holland. So that, both in small and in large ways, the industrial groups here and there growing up within a nation are, in many cases, forced by local antagonisms partially to assume activities and structures like those which the nation as a whole is forced to assume in its antagonisms with nations around.
Here the implication chiefly concerning us is that, if industrialism is thus checked by a return to militancy, the growth of popular power is arrested. Especially where, as happened in the Italian republics, defensive war passes into offensive war, and there grows uj) an ambi- tion to conquer other territories and towns, the free form of govern- ment proper to industrial life becomes qualified by, if it does not revert to, the coercive form accompanying militant life. Or where, as happened in Spain, the feuds between towns and nobles continue through long periods, the rise of free institutions is arrested ; since,
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under such conditions, these can be neither that commercial prosperity which produces large urban populations, nor cultivation of the associ- ated mental nature. Whence it may be inferred that the growth of popular power accompanying industrial growth in England was largely due to the comparatively small amount of this warfare between the industrial groups and the feudal groups around them. The effects of the trading life were less interfered with, and the local governing centers, urban and rural, were not prevented from uniting to restrain the general center.
And now let us consider more specifically how the governmental influence of the people is acquired. By the histories of organizations of whatever kind, we are shown that the purpose originally subserved by some arrangement is not always the purpose eventually subserved. It is so here. Assent to obligations rather than assertion of rights has ordinarily initiated the increase of popular power. Even the trans- formation effected by the revolution of Kleisthenes at Athens took the form of a redistribution of tribes and demes for purposes of taxa- tion and military service. In Rome, too, that enlargement of the oligarchy which occurred under Servius Tullius had for its ostensible motive the imposing on plebeians of obligations which up to that time had been borne exclusively by patricians. But we shall best under- stand this primitive relation between duty and power, in which the duty is original and the power derived, by going back once more to the beginning.
For when we remember that the primitive political assembly is essentially a war-council, formed of leaders who debate in presence of armed followers ; and when we remember that in early stages all free adult males, being warriors, are called on to join in defensive or offensive actions we see that, originally, the attendance of the armed freemen is in pursuance of the military service to which they are bound, and that such power as, when thus assembled, they exercise, is incidental. Later stages yield clear proofs that this is the normal order ; for it recurs where, after a political dissolution, political organization begins de novo. Instance the Italian cities, in which, as we have seen, the original ' ' parliaments," summoned for defense by the tocsin, included all the men capable of bearing arms : the obliga- tion to fight coming first, and the right to vote coming second. And, naturally, this duty of attendance survives when the primitive assem- blage assumes other functions than those of a militant kind ; as wit- ness the before-named fact that amono^ the Scandinavians it was " disreputable for freemen not to attend " the annual assembly ; and the further facts that in France the obligation to attend the hundred- court in the Merovingian period rested upon all full freemen ; that in the Carlovingian period, the " non-attendance is punished by fines and amercements " ; that in England the lower freemen, as well as others,
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��were " bound to attend the shire-moot and hundred-moot " under pen- alty of " large fines for neglect of duty " ; and that in the thirteenth century in Holland, Avhen the burghers were assembled for public pur- poses, judicial or other, " any one ringing the town bell except by general consent, and any one not appearing when it tolls, are liable to a fine."
After recognizing this primitive relation between popular duty and popular power, we shall more clearly understand the relation as it re- appears when popular power begins to revive along with the growth of industrialism. For here again the fact meets us that the obli- gation is primary and the jiower secondary. It is mainly as furnish- ing aid to the ruler, generally for war purposes, that the deputies from towns begin to share in public affairs. There recurs under a complex form that which at an early stage we see in a simple form. Let us pause for a moment to observe the transition.
As was shown when treating of " Ceremonial Institutions," the revenues of rulers are derived, at first wholly and afterward partially, from presents. Beginning as irregular and voluntary, the making of presents grows periodic and more or less compulsory. The occasions on which assemblies are called together to discuss public affairs (mainly military operations for which supplies are needed) naturally become the occasions on which the expected gifts are offered and re- ceived. When by successful wars the militant king consolidates small societies into a large one when there comes an " increase of royal power in intension as the kingdom increases in extension " (to quote the luminous expression of Professor Stubbs) ; and when, as a conse- quence, the quasi-voluntary gifts become more and more compulsory, though still retaining such names as donimi and auxilium it gener- ally happens that these exactions, passing a bearable limit, lead to resistance : at first passive and in extreme cases active. If by conse- quent disturbances the royal power is much weakened, the restoration of order, if it takes place, is likely to take j^lace on the understand- ing that, with such modifications as may be needful, the primitive sys- tem of voluntary gifts shall be reestablished. Thus, when in Spain the death of Sancho I was followed by political dissensions, the depu- ties from thirty-two places, who assembled at Yalladolid, decided that demands made by the king beyond the customary dues should be answered by death of the messenger ; and the need for gaining the adhesion of the towns during the conflict w^ith a pretender led to an apparent toleration of this attitude. Similarly in the next century, during disputes as to the regency while Alfonso XI was a minor, the Cortes at Burgos demanded that the towns should " contribute nothing beyond what was prescribed in " their charters. Kindred causes wrought kindred results in France ; as when, by an insurrec- tionary league, Louis Hutin was obliged to grant charters to the nobles and burgesses of Picardy and of Normandy, renouncing the right of
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imposing undue exactions ; and as wlien, on sundry occasions, the States-General was assembled for the purpose of reconciling the nation to imposts levied to carry on wars. Kor must its familiarity cause us to omit the instance furnished by our own history, when, after pre- liminary steps toward that end at St. Alban's and St. Edmund's, nobles and people at Runnymede effectually restrained the king from various tyrannies, and, among others, from that of imposing taxes without the consent of his subjects.
And now what followed from arrangements which, with modifica- tions due to local conditions, were arrived at in several countries under similar circumstances? Evidently, when the king, hindered from enforcing unauthorized demands, had to obtain supplies by ask- ing his subjects, or the more powerful of them, his motive for sum- moning them, or their representatives, became primarily that of get- ting these supplies. The predominance of this motive for calling together national assemblies may be inferred from its predominance, previously shown in connection with local assemblies ; as instance a writ of Henry I concerning shire- moots, in which, professing to re- store ancient custom, he says : " I will cause those courts to be sum- moned when I will for my ovm sovereign necessity, at my pleasure." To vote money is therefore the j)rimary purpose for which chief men and representatives are assembled.
From the ability to prescribe conditions under which money will be voted, grows the ability, and finally the right, to join in legislation. This connection is vaguely typified in early stages of social evolution. Making gifts and getting redress go together from the beginning. As was said ' of Gulab Singh, when treating of presents, " even in a crowd one could catch his eye by holding up a rupee and crying out, ' Maharajah, a petition.' He would pounce down like a hawk on the money, and, having appropriated it, would patiently hear out the peti- tioner." I have in the same place given further examples of this re- lation between yielding support to the governing agency and de- manding protection from it ; and the examples there given may be enforced by such others as that, among ourselves in early days, " the king's court itself, though the supreme judicature of the kingdom, was open to none that brought not presents to the king," and that, as shown by the exchequer rolls, every remedy for a grievance or security against aggression had to be paid for by a bribe ; a state of things which, as Hume remarks, was paralleled on the Continent.
Such being the primitive connection between support of the political head and protection by the political head, the interpreta- tion of the actions of parliamentary bodies, when they arise, becomes clear. Just as, in rude assemblies of king, military chiefs, and armed freemen, preserving in large measure the original form, as those in France during the Merovingian period, the presentation of
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gifts went along with the transaction of public business, judicial as well as military just as, in our own ancient shire-moot, local govern- ment, including the administration of justice, was accompanied by the furnishing of ships and the payment of " a composition for the feorm-fultum, or sustentation of the king " so when, with successful resistance to excess of royal power, there came assemblies of nobles and representatives summoned by the king, there reappeared on a higher platform these simultaneous demands for money on the one side and for justice on the other. We may assume it as certain that, with an average humanity, the conflicting egoisms of those con- cerned will be the main factors ; and that on each side the aim will be to give as little, and get as much, as circumstances allow. France, Spain, and England yield examples which unite in showing this.
"When Charles V of France, in 1357, dismissing the States-General for alleged encroachments on his rights, raised money by further de- basing the coinage, and caused a sedition in Paris which endangered his life, there was, three months later, a reconvocation of the states, in which the petitions of the former assembly were acceded to, while a subsidy for war purposes was voted. And, of an assembled States- General in 1366, Hallam writes, " The necessity of restoring the coin is strongly represented as the grand condition upon which they con- sented to tax the people, who had been long defrauded by the base money of Philip the Fair and his successors." Again, in Spain the incorjDorated towns, made liable by their charters only for certain pay- ments and services, had continually to resist unauthorized demands ; while the kings, continually promising not to take more than their legal and customary dues, were continually breaking their promises. In 1328 Alfonso XI " bound himself not to exact from his'people, or cause them to pay, any tax, either partial or general, not hitherto established by law, without the previous grant of all the deputies con- vened to the Cortes." And how little such pledges were regarded is shown by the fact that, in 1393, the Cortes who made a grant to Henry III annexed the condition that
he should swear before one of the archbishops not to take or demand any money, service, or loan, or anything else of the cities and towns, nor of individ- uals belonging to them, on any pretense of necessity, until the three estates of the kingdom should first be duly summoned and assembled in Cortes according to ancient usage.
Similarly in England during the time when parliamentary power was being established. While, with national consolidation, the royal authority had been approaching to absoluteness, there had been, by reaction, arising that resistance which, resulting in the Charter, sub- sequently initiated the prolonged struggle between the king trying to break through its restraints and his subjects trying to maintain and strengthen them. The twelfth article of the Charter having
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promised that no scutage or aid, save those which were established, should be imposed without consent of the national council, there per- petually recurred, both before and after the expansion of Parliament, endeavors on the king's part to get supplies without redressing grievances, and endeavors on the part of Parliament to make the voting of supplies contingent on fulfillment of promises to redress grievances.
On the issue of this struggle depended the establishment of popu- lar power, as we are shown by comparing the histories of the French and Spanish Parliaments with that of the English Parliament. Quota- tions above given prove that the Cortes originally established, and for a time maintained, the right to comply with or to refuse the king's requests for money, and to impose their conditions ; but they eventu- ally failed to get their conditions fulfilled.
In the struggling condition of Spanish liberty under Charles I, the Crown began to neglect answering the petitions of Cortes, or to use unsatisfactory generalities of expression. This gave rise to many remonstrances. The depu- ties insisted, in 1523, on having answers before they granted money. They repeated the same contention in 1525, and obtained a general law, inserted in the Recopilacion, enacting that the king should answer all their petitions be- fore he dissolved the assembly. This, however, was disregarded as before.
And thereafter rapidly went on the decay of parliamentary power. Different in form, but the same in nature, was the change which occurred in France. Having at one time, as shown above, made the granting of money conditional on the obtainment of justice, the States-General was induced to surrender its restraining powers. Charles VII
obtained fi*om the states of the royal domains w^hich met in 1439 that they [the tallies] should be declared permanent, and from 1444 he levied them as such i. e., uninterruptedly and without previous vote. . . . The permanence of the tallies was extended to the provinces annexed to the crown, but these preserved the right of voting them by their provincial states. ... In the hands of Charles VII and Louis XI the royal impost tended to be freed from all control. ... Its amount increased more and more.
"Whence, as related by Dareste, it resulted that, " when the tallies and aides . . . had been made permanent, the convocation of the States-General ceased to be necessary. They were little more than show assemblies." But, in our own case, during the century succeed- ing the final establishment of Parliament, continued struggles neces- sitated by royal evasions, trickeries, and falsehoods, brought an in- creasing power to withhold supplies until petitions had been at- tended to.
Admitting that this issue was furthered by the conflicts of politi- cal factions, which diminished the coercive power of the king, the truth to be emphasized is that the increase of a free industrial popula-
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tion was its fundamental cause. The calling together knights of the shire, representing the class of small land-owners, which preceded on several occasions the calling together deputies from towns, implied the growing importance of this class as one from which money was to be raised ; and, when deputies from towns were summoned to the Par- liament of 1295, the form of summons shows that the motive was to get pecuniary aid from portions of the population which had become relatively considerable and rich. Already the king had on more than one occasion sent special agents to shires and boroughs to obtain subsidies from them for his wars. Already he had assembled pro- vincial councils formed of representatives from cities, boroughs, and market-towns, that he might get from them votes of money. And, when the great Parliament was called together, the reason set forth in the writs was, that wars with Wales, Scotland, and France, were endangering the realm ; the implication being that the necessity for obtaining supplies led to this recognition of the towns as well as the counties.
So, too, was it in Scotland. The first known occasion on which representatives from burghs entered into political action was when there was urgent need for pecuniary hel}) from all sources namely, "at Cambuskenneth, on the 15th day of July, 1326, when Bruce claimed from his people a revenue to meet the expenses of his glorious war and the necessities of the state, which was granted to the mon- arch by the earls, barons, burgesses, and free tenants, in full Parlia- ment assembled."
In which cases, while we are again sbown that the obligation is original, and the power derived, we are also shown that it is the increasing mass of those who carry on life by voluntary cooperation instead of compulsory cooperation partly the rural class of small freeholders, and still more the urban class of traders which initiates popular representation.
Still there remains the question. How does the representative body become separate from the consultative body ? Retaining the primitive character of councils of war, national assemblies are at first mixed. The different "arms," as the estates were called in Spain, form a single body. Knights of the shire, when first summoned, act- ing on behalf of numerous smaller tenants of the king, owing military service, sit and vote with the greater tenants. Standing, as towns originally do, very much in the position of fiefs, those who represent them are not unallied, in legal status, to feudal chiefs ; and, at first assembling with these, in some cases remain united with them, as ap- pears to have been habitually the case in France and Spain. Under what circumstances, then, do the consultative and representative bodies differentiate ? The question is one to which there seems to be no very satisfactory answer.
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Quite early we may see foreshadowed a tendency to part, deter- mined by unlikeness of functions. In the Carlovingian period in France there were two annual gatherings : a larger, which all the armed free- men had a right to attend ; and a smaller, formed of the greater per- sonages and deliberating on more special aifairs.
If the weather was fine, all this passed in the open air; if not, in distinct buildings. . . . When the lay and ecclesiastical lords were . . . separated from the multitude, it remained in their option to sit together, or separately, accord- ing to the aifairs of which they had to treat.
And that unlikeness of functions is the cause of separation we find evidence in other places and times. Describing the armed national assemblies of the Hungarians, originally mixed, Levy TS^ites : " La derniere reunion de ce genre eut lieu quelque temps avant la bataille de Mohacs ; mais bientot apres, la diete se divisa en deux chambres : la table des magnats et la table des deputes." In Scotland, again, in 1367-'68, the three estates having met, and wishing, for reasons of economy and convenience, to be excused from their functions as soon as possible, "elected certain persons to hold parliament, who were divided into two bodies, one for the general affairs of the king and kingdom, and another, a smaller division, for acting as judges upon appeals." In the case of England we find that though, in the writs calling together Simon de Montfort's Parliament, no distinction was made between magnates and deputies, yet when, a generation after, Parliament became established, the writs made a distinction, " counsel is deliberately mentioned in the invitation to the magnates, action and consent in the invitation to representatives." Indeed, it is clear that since the earlier-formed body of magnates was habitually summoned for consultative purposes, especially military, while the representatives afterward added were summoned only to grant money, there existed from the outset a cause for separation. Sundry influences conspired to produce it. Difference of language, still to a considerable extent persisting and impeding joint debate, furnished a reason. Then there was the effect of class-feeling, of which we have definite proof. Though in the same assembly, the deputies from boroughs " sat apart both from the barons and knights, who disdained to mix with such mean person- ages " ; and probably these deputies themselves, little at ease in pres- ence of imposing superiors, preferred sitting separately. Moreover, it was customary for the several estates to submit to taxes in different proportions ; and this tended to entail consultation among the mem- bers of each body by themselves. Finally, we read that " after they (the deputies) had given their consent to the taxes required of them, their business being then finished, they separated, even though the Parliament still continued to sit, and to canvass the national business." In which last fact we are clearly shown that, though aided by other causes, unlikeness of duties was the essential cause which at length VOL. XIX. 38
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produced a permanent separation between the representative body and the consultative body.
Thus at first of little account, and growing in power only because the free portion of the community occupied in production and distri- bution grew in mass and importance, so that its petitions, treated with increasing respect and more frequently yielded to, began to originate legislation, the representative body came to be that part of the gov- erning agency which more and more expresses the sentiments and ideas of industrialism. While the monarch and upper house are the prod- ucts of that ancient regime of compulsory cooperation, the spirit of which they still manifest, though in decreasing degrees, the lower house is the product of that modern reghne of voluntary cooperation which is replacing it ; and in an increasing degree this lower house carries out the wishes of people habituated to a daily life regulated by contract instead of by status.
To preA'^ent misconception, it must be remarked before summing up, that an account of representative bodies which have been in modern days all at once created is not here called for. Colonial Legislatures, consciously framed in conformity with traditions brought from the mother-country, illustrate the genesis of senatorial and representative bodies in but a restricted sense ; showing, as they do, how the struct- ures of jDarent societies reproduce themselves in derived societies, so far as materials and circumstances allow ; but not showing how these structures were originated. Still less need we notice those cases in which, after revolutions, peoples who have lived under despotisms are led by imitation suddenly to establish representative bodies. Here we are concerned only with the gradual evolution of such bodies.
Originally supreme, though passive, the third element in the triune political structure, subjected more and more as militant activity devel- ops its appropriate organization, begins to reacquire power when war ceases to be chronic. Subordination relaxes as fast as it becomes less imperative. Awe of the ruler, local or general, and accompanying manifestations of fealty, decrease ; and especially so where the prestige of supernatural origin dies out. Where the life is rural, the old rela- tions long survive in qualified forms ; but clans or feudal groups clus- tered together in towns, mingled with numbers of unattached immi- grants, become in various ways less controllable ; while by their habits their members are educated to increasing independence. The small industrial groups, thus growing up within a nation consolidated and organized by militancy, can but gradually diverge in nature from the rest. For a long time they remain partially militant in their structures and in their relations to other parts of the community. At first char- tered towns stand substantially on the footing of fiefs, paying feudal dues and owing military service. They form within themselves unions, more or less coercive in character, for mutual protection. They often
�� � carry on wars with adjacent nobles and with one another. They not uncommonly form leagues for joint defense. And, where this semi-militancy of towns is maintained, industrial development and accompanying increase of popular power are arrested.
But, where circumstances have favored manufacturing and commercial activities and growth of the population devoted to them, this, as it becomes a large component of the society, makes its influence felt. The primary obligation to render money and service to the head of the state, often reluctantly complied with, is resisted when the exactions are great; and resistance causes conciliatory measures. There comes asking consent rather than resort to compulsion. If absence of violent local antagonisms permits, then on occasions when the political head, rousing anger by injustice, is also weakened by defections, there comes cooperation with other classes of oppressed subjects. Men originally delegated simply that they may authorize imposed burdens are enabled, as the power behind them increases, more and more firmly to insist on conditions; and the growing practice of yielding to their petitions, as a means to obtaining their aid, initiates the practice of letting them share in legislation.
Finally, in virtue of the general law of organization that difference of functions entails differentiation and division of the parts performing them, there comes a separation. At first summoned to the national assembly for purposes partially like and partially unlike those of its other members, the elected members show a segregating tendency, which, where the industrial portion of the community continues to gain power, ends in the formation of a representative body distinct from the original consultative body.