The Art of War (Sun)/Section XIII

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The Art of War by Sun Tzu
Section XIII: The Use of Spies

Translated from the Chinese by Lionel Giles, M.A. (1910)

XIII. 用間篇

  1. 孫子曰凡興師十萬出兵千里百姓之費公家之奉日費千金內外騷動怠於道路不得操事者七十萬家

XIII. The use of spies.

is really a vulgar form of ; and does not appear in the Shuo Wên. In practice, however, it has gradually become a distinct character with special meanings of its own, and I have therefore followed my edition of the standard text in retaining this form throughout the chapter. In VI. § 25, on the other hand, the correct form will be found. The evolution of the meaning “spy” is worth considering for a moment, provided it be understood that this is very doubtful ground, and that any dogmatism is out of place. The Shuo Wên defines as (the old form of 𨻶) “a crack” or “chink,” and on the whole we may accept 徐鍇 Hsü Ch‘ieh’s analysis as not unduly fanciful: 夫門夜閉閉而見月光是有閒隟也 “At night, a door is shut; if, when it is shut, the light of the moon is visible, it must come through a chink.” From this it is an easy step to the meaning “space between,” or simply “between,” as for example in the phrase 往來閒諜 “to act as a secret spy between enemies.” Here is the word which means “spy;” but we may suppose that constant association so affected the original force of , that could at last be dropped altogether, leaving to stand alone with the same signification. Another possible theory is that the word may first have come to mean “to peep” (see 博雅, quoted in K‘ang Hsi) which would naturally be suggested by “crack” or “crevice,” and afterwards the man who peeps, or spy.

1. Sun Tzŭ said: Raising a host of a hundred thousand men and marching them great distances entails heavy loss on the people and a drain on the resources of the State. The daily expenditure will amount to a thousand ounces of silver.Cf. II. §§ 1, 13, 14.

There will be commotion at home and abroad, and men will drop down exhausted on the highways.

怠於道路, which is omitted by the Yü Lan, appears at first sight to be explained by the words immediately following, so that the obvious translation would be “(enforced) idleness along the line of march.” [Cf. Tao Tê Ching, ch. 30: 師之所處荆棘生焉 “Where troops have been quartered, brambles and thorns spring up.”] The commentators, however, say that is here equivalent to —— a meaning which is still retained in the phrase 倦怠. Tu Mu refers to those who are engaged in conveying provisions to the army. But this can hardly be said to emerge clearly from Sun Tzŭ’s text. Chang Yü has the note: “We may be reminded of the saying: ‘On serious ground, gather in plunder’ [XI. § 13]. Why then should carriage and transportation cause exhaustion on the highways? — The answer is, that not victuals alone, but all sorts of munitions of war have to be conveyed to the army. Besides, the injunction to ‘forage on the enemy’ only means that when an army is deeply engaged in hostile territory, scarcity of food must be provided against. Hence, without being solely dependent on the enemy for corn, we must forage in order that there may be an uninterrupted flow of supplies. Then, again, there are places like salt deserts (磧鹵之地), where provisions being unobtainable, supplies from home cannot be dispensed with.”

As many as seven hundred thousand families will be impeded in their labour.

Mei Yao-ch‘ên says: 廢於耒耜 “Men will be lacking at the plough-tail.” The allusion is to 井田 the system of dividing land into nine parts, as shown in the character , each consisting of a or (about 15 acres), the plot in the centre being cultivated on behalf of the State by the tenants of the other eight. It was here also, so Tu Mu tells us, that their cottages were built and a well sunk, to be used by all in common. [See II. § 12, note.] These groups of eight peasant proprietors were called . In time of war, one of the families had to serve in the army, while the other seven contributed to its support (一家從軍七家奉弓). Thus, by a levy of 100,000 men (reckoning one able-bodied soldier to each family) the husbandry of 700,000 families would be affected.

  1. 相守數年以爭一日之勝而愛爵祿百金不知敵之情者不仁之至也
2. Hostile armies may face each other for years, strivingfor the victory which is decided in a single day. This being so, to remain in ignorance of the enemy’s condition simply because one grudges the outlay of a hundred ounces of silver in honours and emoluments,

“For spies” is of course the meaning, though it would spoil the effect of this curiously elaborate exordium if spies were actually mentioned at this point.

is the height of inhumanity.

Sun Tzŭ’s argument is certainly ingenious. He begins by adverting to the frightful misery and vast expenditure of blood and treasure which war always brings in its train. Now, unless you are kept informed of the enemy’s condition, and are ready to strike at the right moment, a war may drag on for years. The only way to get this information is to employ spies, and it is impossible to obtain trustworthy spies unless they are properly paid for their services. But it is surely false economy to grudge a comparatively trifling amount for this purpose, when every day that the war lasts eats up an incalculably greater sum. This grievous burden falls on the shoulders of the poor, and hence Sun Tzŭ concludes that to neglect the use of spies is nothing less than a crime against humanity.

  1. 非人之將也非主之佐也非勝之主也
3. One who acts thus is no leader of men, no present help to his sovereign,

An inferior reading for is , thus explained by Mei Yao-ch‘ên: 非以仁佐國者也.

no master of victory.

This idea, that the true object of war is peace, has its root in the national temperament of the Chinese. Even so far back as 597 B.C., these memorable words were uttered by Prince Chuang of the Ch‘u State: 夫文止戈爲武...夫武禁暴戢兵保大定功安民和衆豐財者也 “The character for ‘prowess’ () is made up of ‘to stay’ and ‘a spear’ (cessation of hostilities). Military prowess is seen in the repression of cruelty, the calling in of weapons, the preservation of the appointment of Heaven, the firm establishment of merit, the bestowal of happiness on the people, putting harmony between the princes, the diffusion of wealth.” [_Tso Chuan_, 宣公 XII. 3 ad fin.]

  1. 故明君賢將所以動而勝人成功出於衆者先知也
  2. 先知者不可取於鬼神不可象於事不可驗於度
  3. 必取於人知敵之情者也
4. Thus, what enables the wise sovereign and the good general to strike and conquer, and achieve things beyond the reach of ordinary men, is foreknowledge.

That is, knowledge of the enemy’s dispositions, and what he means to do.

5. Now this foreknowledge cannot be elicited from spirits;

以禱祀 “by prayers or sacrifices,” says Chang Yü. are the disembodied spirits of men, and supernatural beings or “gods.”

it cannot be obtained inductively from experience,

Tu Mu’s note makes the meaning clear: , he says, is the same as reasoning by analogy; 不可以他事比類而求 “[knowledge of the enemy] cannot be gained by reasoning from other analogous cases.”

nor by any deductive calculation.

Li Ch‘üan says: 夫長短闊狹遠近小大卽可驗之於度數人之情僞度不能知也 “Quantities like length, breadth, distance and magnitude, are susceptible of exact mathematical determination; human actions cannot be so calculated.”

6. Knowledge of the enemy’s dispositions can only be obtained from other men.

Mei Yao-ch‘ên has rather an interesting note: 鬼神之情可以筮卜知形氣之 物可以象類求天地之理可以度數驗唯敵之情必由間者而後知也 “Knowledge of the spirit-world is to be obtained by divination; information in natural science may be sought by inductive reasoning; the laws of the universe can be verified by mathematical calculation: but the dispositions of an enemy are ascertainable through spies and spies alone.”

  1. 故用間有五有鄉間有內間有反間有死間有生間
  2. 五間俱起莫知其道是謂神紀人君之寳也
  3. 鄉間者因其鄉人而用之
7. Hence the use of spies, of whom there are five classes: (1) Local spies; (2) inward spies; (3) converted spies; (4) doomed spies; (5) surviving spies.

8. When these five kinds of spy are all at work, none can discover the secret system. This is called “divine manipulation of the threads.” It is the sovereign’s most precious faculty.

(Chinese characters) is explained by Tu Mu as (Chinese characters) "the way in which facts leak out and dispositions are revealed.”

This is called

(Chinese characters) is the reading of the standard text, but the T'ung Tien, Yü Lan and T'u Shu all have (Chinese characters).

“divine manipulation of the threads.”

Capt. Calthrop translates (Chinese characters) “the Mysterious Thread,” but Mei Yao-ch‘ên’s paraphrase (Chinese characters) shows that what is meant is the control of a number of threads.

It is the sovereign’s most precious faculty.

“Cromwell, one of the greatest and most practical of all cavalry leaders, had officers styled ‘scout masters,’ whose business it was to collect all possible information regarding the enemy, through scouts and spies, etc., and much of his success in war was traceable to the previous knowledge of the enemy’s moves thus gained.”[1]

9. Having local spies

(Chinese characters) is the emended reading of Chia Lin and the T'u Shu for the unintelligible (Chinese characters), here and in § 7, of the standard text, which nevertheless reads (Chinese characters) in § 22.

means employing the services of the inhabitants of a district.

Tu My says: "In the enemy’s country, win people over by kind treatment, and use them as spies.”

  1. 內間者因其官人而用之
10. Having inward spies, making use of officials of the enemy. (Chinese characters) includes both civil and military officials. Tu Mu enumerates the following classes as likely to do good service in this respect: "Worthy men who have been degraded from office, criminals who have undergone punishment; also, favourite concubines who are greedy for gold, men who are aggrieved at being in subordinate positions, or who have been passed over in the distribution of posts, others who are anxious that their side should be defeated in order that they may have a chance of displaying their ability and talents, fickle turncoats who always want to have a foot in each boat ((Chinese characters)). Officials of these several kinds," he continues, "should be secretly approached and bound to one's interests by means of rich presents. In this way you will be able to find out the state of affairs in the enemy's country, ascertain the plans that are being formed against you, and moreover disturb the harmony and create a breach between the sovereign and his ministers." The necessity for extreme caution, however, in dealing with "inward spies," appears from an historical incident related by Ho Shih: (Chinese characters) Lo Shang, Governor of (Chinese characters) I—chou, sent his general (Chinese characters) Wei Po to attack the rebel (Chinese characters) Li Hsiung of (Chinese characters) Shu in his stronghold at (Chinese characters) P'i. After each side had experienced a number of victories and defeats, Li Hsiung had recourse to the services of a certain (Chinese characters), P'ot'ai, a native of (Chinese characters) Wu-tu. He began by having him whipped until the blood came, and then sent him off to Lo Shang, whom he was to delude by offering to co-operate with him from inside the city, and to give a fire signal at the right moment for making a general assault. Lo Shang, confiding in these promises, marched out all his best troops, and placed Wei Po and others at their head with orders to attack at P'o-t'ai's bidding. Meanwhile, Li Hsiung's general, (Chinese characters) Li Hsiang, had prepared an ambuscade on their line of march; and P'o-t'ai, having reared long scaling-ladders against the city walls, now lighted the beacon-fire. Wei Po's men raced up on seeing the signal and began climbing the ladders as fast as they could, while others were drawn up by ropes lowered from above. More than a hundred of Lo Shang's soldiers entered the city in this way, every one of whom was forthwith beheaded. Li Hsiung then charged with all his forces, both inside and outside the city, and routed the enemy completely." [This happened in 303 AD. I do not know where Ho Shih got the story from. It is not given in the biography of Li Hsiung or that of his father Li (Chinese characters)T'ê, Chin Shu, ch. 120, 121.]

  1. 反間者因其敵間而用之
11. Having converted spies, getting hold of the enemy’s spies and using them for our own purposes. By means of heavy bribes and liberal promises detaching them from the enemy’s service, and inducing them to carry back false information as well as to spy in turn on their own countrymen. Thus Tu Yu: (Chinese characters). On the other hand, (Chinese characters) Hsiao Shih-hsien in defining the (Chinese characters) says that we pretend not to have detected him, but contrive to let him carry away a false impression of what is going on ((Chinese characters)). Several of the commentators accept this as an alternative definition; but that it is not what Sun Tzŭ meant is conclusively proved by his subsequent remarks about treating the converted spy generously (§ 21 sqq.). Ho Shih notes three occasions on which converted spies were used with conspicuous success: I) by T‘ien Tan in his defence of Chimo (see supra, p. 90) ; 2) by Chao Shê on his march to O—yü (see p.57); and by the wily (Chinese characters) Fan Chü in 260 BC, when Lien P‘o was conducting a defensive campaign against Ch‘in. The King of Chao stronglyvdisapproved of Lien P‘o’s cautious and dilatory methods, which had been unable to avert a series of minor disasters, and therefore lent a ready ear to the reports of his spies, who had secretly gone over to the enemy and were already in Fan Chü’s pay. They said: “The only thing which causes Ch‘in anxiety is lest (Chinese characters) Chao Kua should be made general. Lien P‘o they consider an easy opponent, who is sure to be vanquished in the long run.” Now this Chao Kua was a son of the famous Chao Shê. From his boyhood, he had been wholly engrossed in the study of war and military matters, until at last he came to believe that there wasno commander in the whole Empire who could stand against him. His father was much disquieted by this overweening conceit, and the flippancy with which he spoke of such a serious thing as war, and solemnly declared that if ever Kua was appointed general, he would bring ruin on the armies of Chao. This was the man who, in spite of earnest protests from his own mother and the veteran statesman (Chinese characters) Lin Hsiang-ju, was now sent to succeed Lien P‘o. Needless to say, he proved no match for the redoubtable Po Ch‘i and the great military power of Ch‘in. He fell into a trap by which his army was divided into two and his communications cut; and after a desperate resistance lasting 46 days, during which the famished soldiers devoured one another, he was himself killed by an arrow, and his whole force, amounting, it is said, to 400,000 men, ruthlessly put to the sword. [See (Chinese characters), ch. 19, ff. 48—50].

  1. 死間者爲誑事於外令吾間知之而傳於敵
  2. 生間者反報也
12. Having doomed spies, doing certain things openly for purposes of deception, and allowing our own spies to know of them and report them to the enemy.

(Chinese characters) is Li Ch'üan's conjecture for (Chinese characters), which is found in the T'ung Tien and the Yü Lan. The T'u Shu, unsupported by any good authority, adds (Chinese characters) after (Chinese characters). In that case, the doomed spies would be those of the enemy, to whom our own spies had conveyed false information. But this is unnecessarily complicated. Tu Yu gives the best exposition of the meaning: "We ostentatiously do things calculated to deceive our own spies, who must be led to believe that they have been unwittingly disclosed. Then, when these spies are captured in the enemy's lines, they will make an entirely false report, and the enemy will take measures accordingly, only to find that we do something quite different. The spies will thereupon be put to death." Capt. Calthrop makes a hopeless muddle of the sentence. As an example of doomed spies, Ho Shih mentions the prisoners released by Pan Ch'ao in his campaign against Yarkand. (See p. 132.) He also refers to (Chinese characters) T'ang Chien, who in 630 AD. was sent by T'ai Tsung to lull the Turkish Khan (Chinese characters) Chieh-li into fancied security, until Li Ching was able to deliver a crushing blow against him. Chang Yü says that the Turks revenged themselves by killing T'ang Chien, but this is a mistake, for we read in both the Old and the New T'ang History (ch. 58, fol. 2 and ch. 89, fol. 8 respectively) that he escaped and lived on until 656. (Chinese characters) Li I-chi[2]played a somewhat similar part in 203 B.C., when sent by the King of Han to open peaceful negotiations with Ch'i. He has certainly more claim to be described as a (Chinese characters); for the King of Ch'i, being subsequently attacked without warning by Han Hsin, and infuriated by what he considered the treachery of Li I-chi, ordered the unfortunate envoy to be boiled alive.

13. Surviving spies, finally, are those who bring back news from the enemy's camp.

This is the ordinary class of spies, properly so called, forming a regular part of the army. Tu Mu says: (Chinese characters) "Your surviving spy must be a man of keen intellect, thoughin outward appearance a fool; of shabby exterior, but with a will of iron. He must be active, robust, endowed with physical strength and courage; thoroughly accustomed to all sorts of dirty work, able to endure hunger and cold, and to put up with shame and ignominy." Ho Shih tells the following story of (Chinese characters)(Chinese characters) Ta-hsi Wu of the Sui dynasty: "When he was governor of Eastern Ch'in, (Chinese characters) Shén-wu of Ch'i made a hostile movement upon (Chinese characters) Sha-yüan. The Emperor T'ai Tsu [? Kao Tsu] sent Ta-hsi Wu to spy upon the enemy. He was accompanied by two other men. All three were on horseback and wore the enemy's uniform. When it was dark, they dismounted a few hundred feet away from the enemy's camp and stealthily crept up to listen, until they succeeded in catching the passwords used by the army. Then they got on their horses again and boldly passed through the camp under the guise of night-watchmen ((Chinese characters)); and more than once, happening to come across a soldier who was committing some breach of discipline, they actually stopped to give the culprit a sound cudgelling! Thus they managed to return with the fullest possible information about the enemy's dispositions, and received warm commendation from the Emperor, who in consequence of their report was able to inflict a severe defeat on his adversary." With the above classification it is interesting to compare the remarks of Frederick the Great[3]:"Es giebt vielerley Sorten von Spions: I. Geringe Leute, welche sich von diesem Handwerk meliren. 2. Doppelte Spions. 3. Spions von Consequenz, und endlich 4. Diejenigen, welche man zu diesem ungliicklichen Hankwerk zwinget." This of course is a bad cross-division. The first class ("Bürgersleute, Bauern, Priesters, etc.") corresponds roughly to Sun Tzŭ's "local spies," and the third to "inward spies." Of "Doppelte Spions" it is broadly stated that they are employed "um dem Feinde falsche Nachrichten aufzubinden." Thus they would include both converted and doomed spies. Frederick's last class of spies does not appear in Sun Tzŭ's list, perhaps because the risk in using them is too great.

  1. 故三軍之親莫親於間賞莫厚於間事莫密於間
14. Hence it is that with none in the whole army are more intimate relations to be maintained than with spies.

The original text and the T'u Shu have (Chinese characters) in place of the first (Chinese characters).Tu Mu and Mei Yao—ch'én point out that the spy is privileged to enter even the general's private sleeping-tent. Capt. Calthrop has an inaccurate translation: "In connection with the armies, spies should be treated with the greatest kindness."

None should be more liberally rewarded. In no other business should greater secrecy be preserved.

Frederick concludes his chapter on spies with the words: "Zu allem diesem fŭge ich noch hinzu, dass man in Bezahlung der Spions freygebig, ja verschwenderisch seyn muss. Ein Mench, der um eures Dienstes halber den Strick waget, verdienet dafür belohnet zu werden."

In no other business should greater secrecy be preserved.

Tu Mu gives a graphic touch: (Chinese characters), that is to say, all communications with spies should be carried on "mouth-to-ear." Capt. Calthrop has: "All matters relating to spies are secret," which is distinctly feeble. An inferior reading for (Chinese characters) is (Chinese characters). The following remarks on spies may be quoted from Turenne, who made perhaps larger use of them than any previous commander: "Spies are attached to those who give them most, he who pays them ill is never served. They should never be known to anybody; nor should they know one another. When they propose anything very material, secure their persons, or have in your possession their wives and children as hostages for their fidelity. Never communicate anything to them but what it is absolutely necessary that they should know."[4]

  1. 非聖智不能用間
15. Spies cannot be usefully employed without a certain intuitive sagacity.

This is the nuance of Tu Yu's paraphrase (Chinese characters)(Chinese characters).

without a certain intuitive sagacity.

Mei Yao-ch'ên says: (Chinese characters) "In order to use them, one must know fact from falsehood, and be able to discriminate between honesty and double-dealing." Wang Hsi takes (Chinese characters) and (Chinese characters) separately, defining the former as (Chinese characters) "intuitive perception" and the latter as (Chinese characters)practical intelligence." Tu Mu strangely refers these attributes to the spies themselves: (Chinese characters) "Before using spies we must assure ourselves as to their integrity of character and the extent of their experience and skill." But he continues: (Chinese characters) "A brazen face and a crafty disposition are more dangerous than mountains or rivers; it takes a man of genius to penetrate such." So that we are left in some doubt as to his real opinion on the passage.

  1. 非仁義不能使間
  2. 非微妙不能得間之實
  3. 微哉微哉無所不用間也
  4. 間事未發而先聞者間與所告者皆死
16. They cannot be properly managed without benevolence and straightforwardness.

Chang Yü says that (Chinese characters) means “not grudging them honours and pay;” (Chinese characters), “showing no distrust of their honesty.” “When you have attracted them by substantial offers, you must treat them with absolute sincerity; then they will work for you with all their might.”

17. Without subtle ingenuity of mind, one cannot make certain of the truth of their reports.

Mei Yao-ch‘ên says: “Be on your guard against the possibility of spies going over to the service of the enemy.” The T‘ung Tien and Yü Lan read (Chinese characters) for (Chinese characters).

18. Be subtle! be subtle!

Cf. VI. §9: (Chinese characters). Capt. Calthrop translates: “Wonderful indeed is the power of spies.”

and use your spies for every kind of business.

19. If a secret piece of news is divulged by a spy before the time is ripe, he must be put to death together with the man to whom the secret was told.

The Chinese here is so concise and elliptical that some expansion is necessary for the proper understanding of it. (Chinese characters) denotes important information about the enemy obtained from a surviving spy. The subject of (Chinese characters), however, is not this information itself, but the secret stratagem built up on the strength of it. (Chinese characters) means “is heard” — by anybody else. Thus, word for word, we get: “If spy matters are heard before [our plans] are carried out,” etc. Capt. Calthrop, in translating (Chinese characters) “the spy who told the matter, and the man who repeated the same,” may appeal to the authority of the commentators; but he surely misses the main point of Sun Tzŭ's injunction. For, whereas you kill the spy himself (Chinese characters) “as a punishment for letting out the secret,” the object of killing the other man is only, as Ch‘ên Hao puts it, (Chinese characters) “to stop his mouth” and prevent thenews leaking any further. If it had already been repeated to others, this object would not be gained. Either way, Sun Tzŭ lays himself open to the charge of inhumanity, though Tu Mu tries to defend him by saying that the man deserves to be put to death, for the spy would certainly not have told the secret unless the other had been at pains to worm it out of him. The T‘ung Tien and Yü Lan have the reading . . . (Chinese characters), etc., which, while not affecting the sense, strikes me as being better than that of the standard text. The T'u Shu has . . . (Chinese characters), which I suppose would mean: “the man who heard the secret and the man who told it to him.”

  1. 凡軍之所欲擊城之所欲攻人之所欲殺必先知其守將左右謁者門者舍人之姓名令吾間必索知之
20. Whether the object be to crush an army, to storm a city, or to assassinate an individual, it is always necessary to begin by finding out the names of the attendants,

(Chinese characters) is a comprehensive term for those who wait on others, servants and retainers generally. Capt. Calthrop is hardly happy in rendering it “right—hand men.”

the aides-de-camp,

(Chinese characters), literally “visitors,” is equivalent, as Tu Yu says, to (Chinese characters) "those whose duty it is to keep the general supplied with information,” which naturally necessitates frequent interviews with him. Chang Yü goes too far afield for an explanation in saying that they are (Chinese characters) “the leaders of mercenary troops”.

the door-keepers and sentries

(Chinese characters) and (Chinese characters)

of the general in command.

(Chinese characters), according to Chang Yü, is simply (Chinese characters) “a general on active service.” Capt. Calthrop is wrong, I think, in making (Chinese characters) directlyy dependent on (Chinese characters) (. . . “the names of the general in charge,” etc.).

Our spies must be commissioned to ascertain these.

As the first step, no doubt, towards finding out if any of these important functionaries can be won over by bribery. Capt. Calthrop blunders badly with: “Then set the Spies to watch them.”

  1. 必索敵人之間來間我者因而利之導而舍之故反間可得而用也
  2. 因是而知之故鄉間內間可得而使也
  3. 因是而知之故死間爲誑事可使告敵
  4. 因是而知之故生間有使如期
21. The enemy’s spies who have come to spy on us must be sought out,

(Chinese characters) is omitted by the T'ung Tien and Yü Lan. Its recurrence is certainly suspicious, though the sense may seem to gain by it. The T'u Shu has this variation: . . . (Chinese characters), etc.

tempted with bribes, led away and comfortably housed.

(Chinese characters) is probably more than merely (Chinese characters) or (Chinese characters) “detain.” Cf. §25 ad fin., where Sun Tzŭ insists that these converted spies shall be treated well. Chang Yŭ’s paraphrase is (Chinese characters).

Thus they will become converted spies and available for our service.

22. It is through the information brought by the converted spy that we are able to acquire and employ local and inward spies.

Tu Yu expands (Chinese characters) into (Chinese characters) “through conversion of the enemy’s spies we learn the enemy’s condition.” And Chang Yü says: (Chinese characters) “We must tempt the converted spy into our service, because it is he that knows which of the local inhabitants are greedy of gain, and which of the officials are open to corruption.” 1n the T'ung Tien, (Chinese characters) has been altered to (Chinese characters), doubtless for the sake of uniformity with §9.

23. It is owing to his information, again, that we can cause the doomed spy to carry false tidings to the enemy.

"Because the converted spy knows how the enemy can best be deceived” (Chang Yü). The T'ung Tien text, followed by the Yü Lan, has here the obviously interpolated sentence (Chinese characters).

24. Lastly, it is by his information that the surviving spy can be used on appointed occasions.

Capt. Calthrop omits this sentence.

  1. 五間之事主必知之知之必在於反間故反間不可不厚也
  2. 昔殷之興也伊摯在夏周之興也呂牙在殷
25. The end and aim of spying in all its five varieties is knowledge of the enemy;

I have ventured to differ in this place from those commentators — Tu Yu and Chang Yu —— who understand (Chinese characters) as (Chinese characters), and make (Chinese characters) the antecedent of (Chinese characters) (the others ignoring the point altogether). It is plausible enough that Sun Tzŭ should require the ruler to be familiar with the methods of Spying (though one would rather expect (Chinese characters) “general” in place of (Chinese characters)) But this involves taking (Chinese characters) here in quite a different way from the (Chinese characters) immediately following, as also from those in the previous sentences. (Chinese characters) there refers vaguely to the enemy or the enemy’s condition, and in order to retain the same meaning here, I make (Chinese characters) a verb, governed by (Chinese characters). Cf. XI. §19, where (Chinese characters) is used in exactly the same manner. The sole objection that I can see in the way of this interpretation is the fact that the (Chinese characters), or fourth variety of spy, does not add to our knowledge of the enemy, but only misinforms the enemy about us. This would be, however, but a trivial oversight on Sun Tzŭ's part, inasmuch as the “doomed spy” is in the strictest sense not to be reckoned as a spy at all. Capt. Calthrop, it is hardly necessary to remark, slurs over the whole difficulty.

and this knowledge can only be derived, in the first instance, from the converted spy.

As explained in §§22—24. He not only brings information himself, but makes it possible to use the other kinds of spy to advantage.

Hence it is essential that the converted spy be treated with the utmost liberality.

26. Of old, the rise of the Yin dynasty

Sun Tzŭ means the (Chinese characters) Shang dynasty, founded in 1766 BC. Its name was changed to Yin by (Chinese characters) P‘an Kêng in 1401.

was due to I Chih

Better known as (Chinese characters) I Yin, the famous general and statesman who took part in Ch‘êng T‘ang's campaign against (Chinese characters) Chieh Kuei.who had served under the Hsia. Likewise, the rise of the Chou dynasty was due to Lü Ya

呂尚 Lü Shang, whose "style" was 子牙,rose to high office under the tyrant 紂辛 Chou Hsin, whom he afterwards helped to overthrow. Popularly known as 太公,a title bestowed on him by Wên Wang, he is said to have composed a treatise on war, erroneously identified with the 六韜.

who had served under the Yin.

There is less precision in the Chinese than I have thought it well to introduce into my translation, and the commentaries on the passage are by no means explicit. But, having regard to the context, we can hardly doubt that Sun Tzŭ is holding up I Chih and Lü Ya as illustrious examples of the converted spy, or something closely analogous. His suggestion is, that the Hsia and Yin dynasties were upset owing to the intimate knowledge of their weaknesses and shortcomings which these former ministers were able to impart to the other side. Mei Yao-ch‘ên appears to resent any such aspersion on these historic names: “I Yin and Lü Ya,” he says, “were not rebels against the Government (非叛於國也). Hsia could not employ the former, hence Yin employed him. Yin could not employ the latter, hence Chou employed him. Their great achievements were all for the good of the people.” Ho Shih is also indignant: 伊呂聖人之耦豈爲人間哉今孫子引之者言五間之用須上智之人如伊呂之才智者可以用間葢重之之辭耳 “How should two divinely inspired men such as I and Lü have acted as common spies? Sun Tzŭ’s mention of them simply means that the proper use of the five classes of spies is a matter which requires men of the highest mental calibre like I and Lü, whose wisdom and capacity qualified them for the task. The above words only emphasise this point.” Ho Shih believes then that the two heroes are mentioned on account of their supposed skill in the use of spies. But this is very weak, as it leaves totally unexplained the significant words 在夏 and 在殷. Capt. Calthrop speaks, rather strangely, of “the province of Yin ... the country of Hsia ... the State of Chu ... the people of Shang.”

  1. 故惟明君賢將能以上智爲間者必成大功此兵之要三軍之所恃而動也
27. Hence it is only the enlightened ruler and the wise general who will use the highest intelligence of the army for purposes of spying,Ch‘ên Hao compares § 15: 非聖智不能用間. He points out that 湯武之聖伊呂宜用 “the god-like wisdom of Ch‘êng T‘ang and Wu Wang led them to employ I Yin and Lü Shang.” The T‘u Shu omits .

and thereby they achieve great results.

Tu Mu closes with a note of warning: 夫水所以能濟舟亦有因水而覆沒者間所以能成功亦有憑間而傾敗者 “Just as water, which carries a boat from bank to bank, may also be the means of sinking it, so reliance on spies, while productive of great results, is oft-times the cause of utter destruction.”

Spies are a most important element in war, because on them depends an army’s ability to move.

The antecedent to must be either 間者 or 用間者 understood from the whole sentence. Chia Lin says that an army without spies is like a man without ears or eyes.

  1. "Aids to Scouting," p. 2
  2. Ch'ien Han Shu, ch. 43, fol. 1. (Chinese characters) Yen Shih-ku in loc. says: (Chinese characters)
  3. "Unterricht des Königs von Preussen an die Generale seiner Armeen," cap. 12 (edition of 1794).
  4. "Marshal Turenne," p. 311.